Location: Mississauga, ON | Hybrid, minimum 2 days on-site per week
Language: Excellent written and verbal English communication skills
Employment Type: Permanent, Full-Time
Compensation: Up to $110,000 base salary, plus a 20% target bonus
Background Check Requirement: Criminal background check, credit check, and professional references
Altis Recruitment is partnering with an established financial services organization to find a Prospectus Operations Manager to join its legal team. This is an exciting opportunity for an experienced Securities Law Clerk or investment funds professional who enjoys combining legal documentation, regulatory filings, and project coordination.
You'll play an important role in supporting mutual fund and ETF offerings, working closely with legal counsel and internal stakeholders to ensure accurate, timely regulatory submissions. This position offers meaningful ownership of a specialized function within a collaborative, highly respected organization.
Competitive compensation with an annual performance bonus.
Flexible hybrid working arrangements that support work-life balance.
Potential for additional vacation flexibility and long-term incentive eligibility.
Opportunity to work directly with senior legal professionals and develop specialized expertise.
A supportive workplace that values collaboration, professional development, and long-term growth.
You'll draft, prepare, and coordinate prospectus and offering documents for mutual funds, ETFs, and institutional investment products.
You'll manage regulatory filings through SEDAR+ and other applicable securities filing systems.
You'll develop filing schedules, track deadlines, and coordinate documentation across legal and business teams.
You'll oversee updates to Fund Facts documents, prospectus amendments, and renewal filings.
You'll coordinate ETF listing applications, ticker reservations, and CUSIP administration.
You'll collaborate with legal counsel, external service providers, and internal stakeholders to ensure accurate and timely submissions.
3+ years of relevant experience in securities law, investment fund disclosure, or legal project management within a financial institution or law firm.
Hands-on experience preparing prospectus documents for mutual funds and/or ETFs.
Experience with SEDAR/SEDAR+ regulatory filings, with SEDI knowledge considered an asset.
University degree preferred; equivalent relevant education and exceptional experience may be considered.
Strong organizational skills, attention to detail, and ability to manage competing deadlines.
Excellent written and verbal communication skills, with confidence collaborating across teams.
Ability to work on-site in Mississauga at least twice weekly.
"We're looking for someone who really understands securities filings and enjoys taking ownership of the process. This is a specialized role where your expertise will make a meaningful difference, and you'll have the opportunity to work closely with a great legal team."
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